You are accountable for SEBI compliance in India.
You are not in India.
AI compliance platform for FPIs under SEBI, FEMA, and RBI obligations. Keeps overseas KMPs aligned to India accountability with a single view of obligations, approvals, and proof.
Why cross-border compliance
stays fragmented
Global Decision-Making, Local Accountability
Overseas KMPs sit outside India while compliance execution happens locally.
Custodian Dependency & Email Tracking
Updates, confirmations, and evidence remain fragmented across geographies.
Limited Visibility for Overseas Stakeholders
Approvals and risks are discovered late by offshore KMPs.
Structured Compliance for
Cross-Border FPI Operations
Regulation Ingestion & Mapping
Auto-ingest SEBI updates mapped by FPI category and investment type.
Task Extraction into Micro-Actions
Break obligations into micro-tasks tagged to India compliance and overseas KMP roles.
Global KMP Dashboard
Simplified view of what needs action, approval, or is at risk.
Maker-Checker & Evidence Repository
Local execution, overseas validation, proof stored automatically.
Four Steps to SEBI Compliance Clarity
Track SEBI Changes
Updates ingested and mapped to your FPI structure automatically.
Create Role-Based Actions
Micro-tasks split across India compliance and overseas stakeholders.
Approvals Run Cleanly
Maker-checker workflows keep validation structured and accountable.
Evidence Is Always Linked
Proof stored and tied to the obligation - no reconstruction needed.
What Your FPI Entity Gains
Shared Accountability
Clear role-based task routing across local and global teams.
Audit Defensibility
Through linked proof and maker-checker workflows - inspection-ready at all times.
Single Readiness View
For the FPI entity across all SEBI, FEMA, and RBI obligations in one dashboard.
Regulatory Change Management for FPIs
FPI Compliance in India — Frequently Asked Questions
How do FPIs comply with SEBI regulations in India?
FPIs comply with SEBI regulations by: (1) tracking obligations from SEBI FPI Regulations and associated circulars, (2) managing KYC/AML requirements, (3) filing required disclosures on time, and (4) maintaining evidence of compliance. Overseas KMPs must coordinate with India compliance teams to ensure alignment across jurisdictions. Finnulate links these workflows so nothing falls through the gaps.
What is the maker-checker process in compliance?
Maker-checker is a governance control where one person creates a compliance task or submission, and another verifies and approves it before it becomes official. This dual-approval process reduces errors and creates clear accountability. SEBI requires maker-checker controls for critical compliance functions, and Finnulate embeds this workflow natively.
What does FEMA compliance mean for FPIs?
FEMA (Foreign Exchange Management Act) compliance for FPIs involves tracking foreign exchange transactions and ensuring they comply with Reserve Bank of India guidelines on capital flows, investment limits, and repatriation. FPIs must maintain detailed records and file periodic reports with the RBI showing that all flows are compliant.
How do you manage compliance across multiple regulators?
Multi-regulator compliance requires: (1) a single register of all obligations across all regulators, (2) role-based task assignment so each function knows its obligations, (3) centralized evidence management, and (4) real-time leadership visibility into compliance health. Finnulate consolidates SEBI, RBI, and FEMA obligations in one platform, eliminating the fragmented email chains and spreadsheets most FPIs rely on.